Event Info.
Compliance is the process by which policies and procedures are followed. Ideally, this should happen by as part of a company's culture but in practice, it must be enforced from inside the company as "internal compliance" and from outside (as "external compliance")
In this Forum, we will examine why compliance fails and what can be done about it.
Tickets
GBP20.00 including UK VAT where applicable
Bookings closed
Programme
16 March, 2023 18:00GMT
GMT
17:45 Platform opens for login
18:00 Welcome. Nigel Morris-Cotterill. A short introduction to understanding suspicion in financial crime.
18:30 Speaker 1 Herding millennial cats.
19:30 Sponsor's presentation (Sponsor 1) tba.
20:00 Speaker 2 Sameera Dawood-Bhagwan will explain her experience in a large developed economy with a large underclass, the compliance problems that brings and approaches to deal with it.
21:00 Sponsor's presentation (Sponsor 2) Internal surveillance
21:30 Speaker 3 Securities company compliance officer : the "regulatorily resistant trader"
22:30 Wrap up and thanks.
22:45 Platform closes.
Speakers
Sameera Dawood-Bhagwan
Topic
Biog.
Sameera the AML/CFT divisional head at the South African Reserve Bank. She oversees a team of 26
responsible for AML/CFT supervision of banks and life insurers. She is admitted as an attorney and has a
number of years of experience working in various money laundering and terrorist financing positions within the banking sector and the South African FIU.
Sponsors
We thank the following sponsors for their support
Who should attend.
| Financial Crime Risk and Compliance Officers Law enforcement Legislators, policy makers and regulators C-Suite officers in commerce, trade and industry Risk managers Insurance underwriters |
Computer scientists Data analysts On-line marketing practitioners Customer engagement specialists |
CPD/CPE/Certificate Credits
Attending The Financial Crime Forum lets you earn Portable CPD* credits which, where recognised, may be used for your professional CPD. Note: even when Portable CPD* is not formally accepted, it may be accepted under the general "reading" or "attending lectures" classes that many professional bodies provide.
This event provides five hours credits.
*Portable CPD is a trademark of Vortex Centrum Limited.
Since inception, our policy has been to deliver the highest quality speakers to markets that would not, ordinarily, hear from them.
That includes Small and Medium Enterprises for whom conference costs of hundreds and even thousands of pounds or dollars is out of range.
It includes all businesses in small and/or developing jurisdictions where money is often tight.
Going Online has given us an increased opportunity not only to enhance that mission but also to expand the number of Fora we run.
You benefit.
Current ticket prices range from GBP10 to GBP30 for, usually, five hours.
Time Regions
EMEA+ @12:00 GMT
For example:
London, Dublin, Accra, Johannesburg, Nairobi, Qatar, Iraq, Karachi, Taskhkent, Paris, Frankfurt, Milan, Barcelona, Jersey, Brussels, Stockholm, Copenhagen, Riga, Vilnius, Zagreb, Prague, Warsaw, Kabul, New Delhi, Mumbai, Maldives, Sri Lanka and more.
Americas, Caribbean, Europe, Middle East, West Africa, Australia, NZ @18:00 GMT
For example:
Quebec, Vancouver, Seattle, Boston, Chicago, New York, Miami, Boca Raton, Charlotte, Houston, Denver, Las Vegas, Los Angeles, San Franscisco, Mexico City, Bogata, Brazilia, Caracas, Cayman Islands, Bermuda, Curaçao, St Kitts and Nevis, London, Dublin, Accra, Johannesburg, Dubai, Abu Dhabi, Sydney, Aukland and more
ASIAPAC+ @03:00 GMT
All China, India, Nepal, Bhutan, Bangladesh, Myanmar, Thailand, Malaysia, Singapore, Indonesia, Laos, Cambodia, Vietnam, Philippines, Hong Kong, Korea, Japan, Pacific Islands, Australia, New Zealand and more.
Copyright The Financial Crime Forum Limited 1999 et seq. - All Rights Reserved
Developed & Designed by Alaa Haddad